Guide to Compliance Oversight

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Most financial firms operate a compliance oversight process that is siloed and reactive. In order to change this, and achieve goals in a more cost effective manner, compliance executives need to design their oversight process to be more holistic and agile.

In this Guide to Compliance Oversight we set out the current process that is hampering financial institutions today and propose an approach that we believe is not only efficient and effective, but also dexterous, as organisations navigate an increasingly intrusive regulatory environment.

Guide to Compliance Oversight

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