We are looking to employ a Compliance Services Executive

richardpike Commentary Leave a Comment

POSITION SUMMARY Title of role: Compliance Services Executive The Compliance Services Executive will report to the Head of Implementation & Support of Governor. He/she will be responsible for the management of a number of key Governor Software clients. The position will be located in Dublin and may involve extensive travel. BACKGROUND GOVERNOR is a state-of-the-art software product that revolutionises the …

Guide to Compliance Oversight

richardpike Commentary Leave a Comment

Most financial firms operate a compliance oversight process that is siloed and reactive. In order to change this, and achieve goals in a more cost effective manner, compliance executives need to design their oversight process to be more holistic and agile. In this Guide to Compliance Oversight we set out the current process that is hampering financial institutions today and …

Excellent paper on BCBS239

richardpike Commentary Leave a Comment

I recently read an excellent paper on BCBS239 by McKinsey, based upon a recent survey of banks by them and the IIF. Interestingly it states that compliance levels are decreasing as firms realise the detail of what it takes to comply. Key takeaways for me were: That regulatory scrutiny in this area is set to increase There is an expectation …

Governor included in Chartis Research: Enterprise GRC Solutions – Market Update 2017

richardpike Commentary

RiskTech, RegTech & FinTech research house Chartis Research has included Governor Software in its latest Enterprise GRC Solution Market Update. Governor is listed under the following RiskTech quadrants: Enterprise GRC Solutions Operational Risk Management Solutions Third Party Risk Management Solutions IT Risk Management Solutions Audit Management Solutions

#RegTech Rules

richardpike Commentary Leave a Comment

An excellent blog article from Chris Skinner about the work of the GRCTC concerning ‘unpacking’ regulations. This is great work and we at Governor as a member of the GRCTC are heavily involved. The Semantic Regulator

Excellent paper on ERM

richardpike Commentary Leave a Comment

A truly excellent paper has been produced by Robert Brooks of Deloitte and Tom Butler of the GRCTC (of which Governor Software is a proud member). This paper highlights the problems facing financial institutions in managing risk at an enterprise level. Chief Risk Officers (CROs) are confronted with the significant task of managing risk, due to the high degree of …

The lingering uncertainties around the timing, implications and responses to Brexit

richardpike Commentary Leave a Comment

Spotlighting the concerns and ramifications for the financial-services industry on the UK exiting the EU A UK Government briefing paper (see HoC paper No. 07628 dated 1/1/116) has highlighted the prevailing uncertainties and significant considerations facing the industry, and especially in securing the future leading role and status of the City of London in international financing and settlement/clearing etc. As …