The Governor Solution

 

‘Enhanced Oversight, Proven’

Communicate your obligations

The solution provides clients with the ability to deconstruct regulations, frameworks and policies into visual maps that clearly communicate the obligations that require oversight and then to be able to track the changes as they are made to the obligations.

Understand your status

The solution provides the 1st line of defence with Key Indicators and assessment points, in order to record compliance and areas of concern, which may be interfaced to your internal systems. It enables business updates and comments to flow back to the 2nd line in a seamless manner.

Prove your compliance

The solution presents the status of individual and overall compliance in the structure of the original regulation, framework or policy. All of this is completed in a structured and auditable process so that review and audit becomes a lot more efficient.

Regulations already mapped by Governor include:

The Fundamental Review of the Trading Book overhauls the market risk capital requirements to meet the objectives of the Basel Committee (the Committee)
in its effort to address shortcomings of the current Basel 2.5 market risk capital framework and reduce the variability of market risk weighted assets (RWA) across jurisdictions.
Comprehensive Capital Analysis and Review (CCAR) is a regulatory framework introduced by the Federal Reserve in order to assess, regulate, and supervise large banks and financial institutions – collectively referred to in the framework as Bank Holding Companies (BHCs).
SOUND CORPORATE GOVERNANCE PRINCIPLES FOR BANKS (BCBS 328)
Consolidation of existing regulations with minor enhancements to risk governance
New York Department of Financial supervisors part 504.
BANKING DIVISION TRANSACTION MONITORING AND FILTERING PROGRAM REQUIREMENTS AND CERTIFICATIONS
NEW YORK STATE DEPARTMENT OF FINANCIAL SERVICES
NYCRR 500
CYBERSECURITY REQUIREMENTS FOR FINANCIAL SERVICES COMPANIES

“Once the Board had approved a Risk Appetite Framework, governance structure and relevant metrics we sought out solutions that would allow the risk appetite to truly live in the organization. We found this in Governor Software – elegant but powerful status management and supported by a robust workflow.”
Chief Risk Officer, European Bank